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Trading rules

We ask all of our Portfolio Managers to trade within a set of rules based on the risk scores that we assign to their portfolios. We apply filters to the portfolios to ensure that non-qualifying trades are not replicated in clients' accounts.

  • Trade within the risk score of the portfolio
  • Liquidity minimums: Portfolios may trade only in securities with a market cap >$50M and an average daily trading volume > $100,000.
  • Download the complete Portfolio Manager account and trading rules on our Forms and Agreements page.

Any questions?

View the More help on managing a portfolio or contact Manager Relations at 1.866.825.3005.