Forms and agreements

Official notices

• AML Policy
• Cookie Policy
• Legal Disclosures
• Terms of Use

Official notice documentation

• Customer Identification Program
• Informational Brochure
• Privacy Policy

Portfolio Managers documentation

• Compensation Schedule
• License Agreement
• Trading Rules

Advisors documentation

• Authorization for Client Investment
• Sub-Advisory Agreement

Clients

• Performance Drift Disclosures

Clients documentation

• Account Opening Agreements and Disclosures
• Notice of termination for Transactions in Retirement Accounts
• Risk Disclosures for Asset Allocation Portfolios
• Risk Disclosures for Index Tracking Portfolios
• Risk Disclosures for Legg Mason Portfolios
• Risk Disclosures for Smart Beta Portfolios
• Risk Disclosures for SSGA Tactical AA Portfolios
• Risk Disclosures for WisdomTree ETF Portfolios
• Risk Score Questionnaire